- Articles
- How to Write a Claim
- Unauthorized Trading Cases - How to Prove Them and Defend Them
- Admissibility in Arbitration of Tape Recorded Conversations
- Article on Disqualification
- Cross-Examination - The Most Fun You Can Have With Your Clothes On
- Fact Witnesses in Securities Arbitration
- How to Give Effective Opening Statements and Summations in Securities Arbitration
- How to Write a Securities Arbitration Statement of Claim
- Investor Checklists
- Mediation Lessons
- NASD's New Customer Code of Arbitration Procedure
- PLI Brochure of Securities Arbitration 2006
- Securities Arbitration - An Alternative, Not a Substitute
- Speech Before New York City Bar Association - When Arbitration Awards Can be Vacated
- Strengthening the Resolve of Arbitrators - Vacating Arbitration Awards
- Vacating Arbitration Awards
- What Parties Expect of Securities Arbitration Arbitrators
- Attorneys
- Contact Us
- Disclaimer
- Firm Overview
- Home
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- Practice Area Overview
- Arbitration as a Forum of Equity
- Arbitration vs. Mediation
- Auction Rate Securities
- Breach of Fiduciary Duty
- Broker Negligence
- Broker Record Expungements
- Broker Registration Problems
- Churning / Excessive Trading
- Defending Brokers
- Expungement Procedure
- Failure to Supervise
- Fiduciary Duties of Brokers
- FINRA - Arbitration, Mediation and Regulatory Cases
- Fixed Income Losses
- Investment Wrongdoing
- Misrepresentation / Omission
- Order Failure
- Regulatory Enforcement Representation
- Representing Investors
- Securities Law - Adversarial
- Selling Away / Affinity
- Stock Manipulation
- The Protocol for Broker Recruiting
- Theft and Forgery
- Unauthorized Trading / Discretionary Trading
- Unsuitability
- Vacating / Appealing Arbitration Decisions
- Variable Annuities
- What Arbitrators Want to Hear and See
- Referrals - Send A Case
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David E. Robbins wrote the Securities Arbitration Procedure Manual used nationwide by law schools, law firms and brokerage firms.
- Arbitration vs. Mediation
- Arbitration as a Forum of Equity
- Auction Rate Securities
- Breach of Fiduciary Duty
- Broker Negligence
- Broker Record Expungements
- Broker Registration Problems
- Churning / Excessive Trading
- Defending Brokers
- Fiduciary Duties of Brokers
- Expungement Procedure
- Failure to Supervise
- The Protocol for Broker Recruiting
- FINRA - Arbitration, Mediation and Regulatory Cases
- Fixed Income Losses
- Investment Wrongdoing
- Misrepresentation / Omission
- Order Failure
- Regulatory Enforcement Representation
- Representing Investors
- Securities Law - Adversarial
- Selling Away / Affinity
- Stock Manipulation
- Theft and Forgery
- Unauthorized Trading / Discretionary Trading
- Unsuitability
- Vacating / Appealing Arbitration Decisions
- Variable Annuities
- What Arbitrators Want to Hear and See
Kaufmann Gildin Robbins &
Oppenheim LLP
777 Third Ave 24th Floor
New York, NY 10017
Phone: 212-755-3100
Fax: 212-755-3174
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