Main Menu

Posts tagged "customer"

Who is a Customer for Purposes of FINRA Arbitration?

You've been swindled by your broker and learn that, not surprisingly, his firm knew nothing about it. Worse yet, you learn that he never actually opened an account for you - "investing" your money in a Ponzi scheme, a phony-baloney high interest promissory note or a cure for Alzheimer's that the FDA knows nothing about - and sending you made up brokerage firm account statements.