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Kaufmann Gildin & Robbins LLP

212-235-1059
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SECURITIES LOSSES

OVER 30 YEARS REPRESENTING
PARTIES IN SECURITIES DISPUTES

SERVING CLIENTS NATIONALLY & INTERNATIONALLY

Securities Books
Securities Books

Securities Law Overview

Referrals Send a case
  • Arbitration as a Forum of Equity
  • Arbitration vs. Mediation
  • Auction Rate Securities
  • Breach of Fiduciary Duty
  • Broker Negligence
  • Broker Record Expungements
  • Broker Registration Problems
  • Churning / Excessive Trading
  • Defending Brokers
  • Expungement Procedure
  • Failure to Supervise
  • Fiduciary Duties of Brokers
  • FINRA – Arbitration, Mediation and Regulatory Cases
  • Fixed Income Losses
  • Investment Wrongdoing
  • Misrepresentation / Omission
  • Order Failure
  • Regulatory Enforcement Representation
  • Representing Investors
  • Securities Law – Adversarial
  • Securities Law and Securities Arbitration Attorneys – New York, United States
  • Selling Away / Affinity
  • Stock Manipulation
  • The Protocol for Broker Recruiting
  • Theft and Forgery
  • Unauthorized Trading / Discretionary Trading
  • Unsuitability
  • Vacating / Appealing Arbitration Decisions
  • Variable Annuities
  • What Arbitrators Want to Hear and See
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Articles

  • Trust Established Trust Breached
  • The SEC Calls for Uniform Fiduciary Duties
  • Strengthening the Resolve of Arbitrators – Vacating Arbitration Awards
  • Vacating Arbitration Awards
  • PLI Brochure of Securities Arbitration 2006
  • Fact Witnesses in Securities Arbitration
  • Securities Arbitration – An Alternative, Not a Substitute
  • Admissibility in Arbitration of Tape Recorded Conversations
  • Unauthorized Trading Cases – How to Prove Them and Defend Them
  • Cross-Examination – The Most Fun You Can Have With Your Clothes On
  • How to Give Effective Opening Statements and Summations in Securities Arbitration
  • NASD’s New Customer Code of Arbitration Procedure
  • Mediation Lessons
  • Article on Disqualification
  • Investor Checklists
  • How to Write a Claim
  • Speech Before New York City Bar Association – When Arbitration Awards Can be Vacated
  • How to Write a Securities Arbitration Statement of Claim
  • What Parties Expect of Securities Arbitration Arbitrators
The securities Arbitration Procedure manual

David E. Robbins wrote the Securities Arbitration Procedure Manual used nationwide by law schools, law firms and brokerage firms.
>> More Information

Read about Mr. Robbins’ Commentaries to New York’s statute book

Our Practice Areas:

  • Arbitration as a Forum of Equity
  • Arbitration vs. Mediation
  • Auction Rate Securities
  • Breach of Fiduciary Duty
  • Broker Negligence
  • Broker Record Expungements
  • Broker Registration Problems
  • Churning / Excessive Trading
  • Defending Brokers
  • Expungement Procedure
  • Failure to Supervise
  • Fiduciary Duties of Brokers
  • FINRA – Arbitration, Mediation and Regulatory Cases
  • Fixed Income Losses
  • Investment Wrongdoing
  • Misrepresentation / Omission
  • Order Failure
  • Regulatory Enforcement Representation
  • Representing Investors
  • Securities Law – Adversarial
  • Securities Law and Securities Arbitration Attorneys – New York, United States
  • Selling Away / Affinity
  • Stock Manipulation
  • The Protocol for Broker Recruiting
  • Theft and Forgery
  • Unauthorized Trading / Discretionary Trading
  • Unsuitability
  • Vacating / Appealing Arbitration Decisions
  • Variable Annuities
  • What Arbitrators Want to Hear and See

Kaufmann Gildin & Robbins LLP
767 Third Ave 30th Floor
New York, NY 10017
Phone: 212-235-1059
Fax: 212-755-3174

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212-235-1059
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Kaufmann Gildin & Robbins LLP is located in New York City, New York and handles cases related to securities arbitration and litigation. We serve clients nationally and internationally.

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