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212-257-9082
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SECURITIES LOSSES

OVER 30 YEARS REPRESENTING
PARTIES IN SECURITIES DISPUTES

SERVING CLIENTS NATIONALLY & INTERNATIONALLY

Securities Law Overview

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Arbitration as a Forum of Equity
Arbitration vs. Mediation
Auction Rate Securities
Breach of Fiduciary Duty
Broker Negligence
Broker Record Expungements
Broker Registration Problems
Churning / Excessive Trading
Defending Brokers
Expungement Procedure
Failure to Supervise
Fiduciary Duties of Brokers
FINRA – Arbitration, Mediation and Regulatory Cases
Fixed Income Losses
Investment Wrongdoing
Misrepresentation / Omission
Order Failure
Regulatory Enforcement Representation
Representing Investors
Securities Law – Adversarial
Securities Law and Securities Arbitration Attorneys – New York, United States
Selling Away / Affinity
Stock Manipulation
The Protocol for Broker Recruiting
Theft and Forgery
Unauthorized Trading / Discretionary Trading
Unsuitability
Vacating / Appealing Arbitration Decisions
Variable Annuities
What Arbitrators Want to Hear and See
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New York Law Office

Kaufmann Gildin & Robbins LLP

767 Third Ave 30th Floor
New York, NY 10017
212-257-9082
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Kaufmann Gildin & Robbins LLP is located in New York City, New York and handles cases related to securities arbitration and litigation. We serve clients nationally and internationally.

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