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Kaufmann Gildin & Robbins LLP

212-235-1059
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SECURITIES LOSSES

OVER 30 YEARS REPRESENTING
PARTIES IN SECURITIES DISPUTES

SERVING CLIENTS NATIONALLY & INTERNATIONALLY

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  • Arbitration as a Forum of Equity
  • Arbitration vs. Mediation
  • Auction Rate Securities
  • Breach of Fiduciary Duty
  • Broker Negligence
  • Broker Record Expungements
  • Broker Registration Problems
  • Churning / Excessive Trading
  • Defending Brokers
  • Expungement Procedure
  • Failure to Supervise
  • Fiduciary Duties of Brokers
  • FINRA – Arbitration, Mediation and Regulatory Cases
  • Fixed Income Losses
  • Investment Wrongdoing
  • Misrepresentation / Omission
  • Order Failure
  • Regulatory Enforcement Representation
  • Representing Investors
  • Securities Law – Adversarial
  • Securities Law and Securities Arbitration Attorneys – New York, United States
  • Selling Away / Affinity
  • Stock Manipulation
  • The Protocol for Broker Recruiting
  • Theft and Forgery
  • Unauthorized Trading / Discretionary Trading
  • Unsuitability
  • Vacating / Appealing Arbitration Decisions
  • Variable Annuities
  • What Arbitrators Want to Hear and See
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Video Center


    The securities Arbitration Procedure manual

    David E. Robbins wrote the Securities Arbitration Procedure Manual used nationwide by law schools, law firms and brokerage firms.
    >> More Information

    Read about Mr. Robbins’ Commentaries to New York’s statute book

    Our Practice Areas:

    • Arbitration as a Forum of Equity
    • Arbitration vs. Mediation
    • Auction Rate Securities
    • Breach of Fiduciary Duty
    • Broker Negligence
    • Broker Record Expungements
    • Broker Registration Problems
    • Churning / Excessive Trading
    • Defending Brokers
    • Expungement Procedure
    • Failure to Supervise
    • Fiduciary Duties of Brokers
    • FINRA – Arbitration, Mediation and Regulatory Cases
    • Fixed Income Losses
    • Investment Wrongdoing
    • Misrepresentation / Omission
    • Order Failure
    • Regulatory Enforcement Representation
    • Representing Investors
    • Securities Law – Adversarial
    • Securities Law and Securities Arbitration Attorneys – New York, United States
    • Selling Away / Affinity
    • Stock Manipulation
    • The Protocol for Broker Recruiting
    • Theft and Forgery
    • Unauthorized Trading / Discretionary Trading
    • Unsuitability
    • Vacating / Appealing Arbitration Decisions
    • Variable Annuities
    • What Arbitrators Want to Hear and See

    Kaufmann Gildin & Robbins LLP
    767 Third Ave 30th Floor
    New York, NY 10017
    Phone: 212-235-1059
    Fax: 212-755-3174

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    212-235-1059
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    Kaufmann Gildin & Robbins LLP is located in New York City, New York and handles cases related to securities arbitration and litigation. We serve clients nationally and internationally.

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