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Kaufmann Gildin & Robbins LLP

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Do Statutes of Limitation Apply to FINRA Arbitrations?

On behalf of Kaufmann Gildin & Robbins LLP | Jan 26, 2015 | FINRA Arbitration

As attorneys who represent customers of brokerage firms, we often receive calls from potential clients who appear to have a substantive case of merit. And then we ask them when the investment was made and that often raises the question: Do statutes of limitation apply...

How to Improve FINRA Arbitration

On behalf of Kaufmann Gildin & Robbins LLP | Jan 8, 2015 | Firm News

If James Carville, a campaign strategist of Bill Clinton's 1992 presidential campaign, was on the FINRA Dispute Resolution Task Force,[1] it would surprise no one that at the top of his list for improvements would be this: It's the Arbitrators, Stupid![2]  ...

Direct Communications With FINRA Arbitrators

On behalf of Kaufmann Gildin & Robbins LLP | Jan 8, 2015 | Uncategorized

Make Direct Communication Mandatory! That issue should be on the front burner of the FINRA DR Task Force. Under the Direct Communication Rule [see Customer Arbitration Rule 12211], the parties and the Panel have the ability to communicate directly and not through the...

The securities Arbitration Procedure manual

David E. Robbins wrote the Securities Arbitration Procedure Manual used nationwide by law schools, law firms and brokerage firms.
>> More Information

Read about Mr. Robbins’ Commentaries to New York’s statute book

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Kaufmann Gildin & Robbins LLP is located in New York City, New York and handles cases related to securities arbitration and litigation. We serve clients nationally and internationally.

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