State Laws Protecting Seniors In addition to the regulatory and procedural differences in affect when an elderly customer files a claim with FINRA Dispute Resolution, many states have enacted statutes specifically to protect seniors which apply in arbitration. State...
Month: April 2017
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Elderly Customers in Arbitration Part 2
The Defense Perspective Similar to the way procedural and regulatory differences affect how elderly customers can seek restitution through the FINRA arbitration program, cases involving elderly claimants present different challenges to defense counsel as well. An...
Elderly Customers in Arbitration Part 1
For many years now, FINRA has sought to implement the central precept of arbitration as an expeditious alternative to litigation for the elderly. This blog, Part 1, will provide an overview of FINRA's pronouncements on the subject as well as initiatives adopted by the...