Discovery Obligations in FINRA Arbitration While most cases turn on "he said/she said" and the credibility of the parties, if you are able to support your assertions with documents, that goes a long way in turning the tide in your favor at an arbitration hearing....
Month: March 2015
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Electronic Discovery in FINRA Arbitration
Many view discovery as an onerous process involving the production of hundreds, if not thousands of pages of documents. This view is harmful to the process of securities arbitration - it discourages potential claimants from bringing valid claims and may lead...