Month: April 2016

A New Era for Fiduciary Duty Part 2: Details of the Rule Change

On Behalf of Kaufmann Gildin & Robbins LLP | Apr 11, 2016 | Fiduciary Duty

On April 6, 2016, the same day the U.S. Department of Labor issued its new fiduciary rule, the White House set forth the reasons for and implications of it, including the following: "Middle Class Economics: Strengthening Retirement Security by Cracking Down on...

A New Era for Fiduciary Duty Part 1: Overview

On Behalf of Kaufmann Gildin & Robbins LLP | Apr 11, 2016 | Fiduciary Duty, FINRA Arbitration

In the spring of 2016, the Department of Labor and the White House announced dramatic changes in the obligations of brokers in retirement accounts. A month before the April 2016 announcement, at SIFMA's 2016 Compliance & Legal Society Annual Seminar, the...

The securities Arbitration Procedure manual

David E. Robbins wrote the Securities Arbitration Procedure Manual used nationwide by law schools, law firms and brokerage firms.
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Read about Mr. Robbins’ Commentaries to New York’s statute book

Month: April 2016

A New Era for Fiduciary Duty Part 2: Details of the Rule Change

A New Era for Fiduciary Duty Part 1: Overview

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