The Problem FINRA's television commercials extol the need to check out a broker's employment history and possible customer complaints and arbitrations on its BrokerCheck Report [See http://brokercheck.finra.org/] What if, on that public Report, there's a customer...
The securities Arbitration Procedure manual
David E. Robbins wrote the Securities Arbitration Procedure Manual used nationwide by law schools, law firms and brokerage firms.
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