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January 2016 Archives

Brokers are People Too - Expunging Matters From BrokerCheck Report

By David Robbins of Kaufmann Gildin & Robbins LLP on Wednesday, January 6, 2016.

The Problem

Continue reading Brokers are People Too - Expunging Matters From BrokerCheck Report...

Tags: FINRA arbitration; securities arbitration; FINRA; Brokercheck; Expungement; customer complaint; CRD

The securities Arbitration Procedure manual

David E. Robbins wrote the Securities Arbitration Procedure Manual used nationwide by law schools, law firms and brokerage firms.
>> More Information

Read about Mr. Robbins’ Commentaries to New York’s statute book

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FINRA Arbitration (8)
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Recent Posts

Elderly Customers in Arbitration Part 3
Elderly Customers in Arbitration Part 2
Elderly Customers in Arbitration Part 1
A New Era for Fiduciary Duty Part 2: Details of the Rule Change

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Kaufmann Gildin & Robbins LLP is located in New York City, New York and handles cases related to securities arbitration and litigation. We serve clients nationally and internationally.

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