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January 2016 Archives

Brokers are People Too - Expunging Matters From BrokerCheck Report

By David Robbins of Kaufmann Gildin & Robbins LLP on Wednesday, January 6, 2016.

The Problem

Continue reading Brokers are People Too - Expunging Matters From BrokerCheck Report...

Tags: FINRA arbitration; securities arbitration; FINRA; Brokercheck; Expungement; customer complaint; CRD

The securities Arbitration Procedure manual

David E. Robbins wrote the Securities Arbitration Procedure Manual used nationwide by law schools, law firms and brokerage firms.
>> More Information

Read about Mr. Robbins’ Commentaries to New York’s statute book

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Elderly Customers in Arbitration Part 3
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Elderly Customers in Arbitration Part 1
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